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How to do a root cause analysis in 5 steps

In shortTo do a root cause analysis: state the problem clearly, gather the facts, ask why until you reach a cause you can control, agree specific actions with owners and dates, and check later that the problem has not returned. These five steps are the ROOTS method.

1. Recognise the problem

Write one clear statement: what happened, where, when and what it cost in time, money or safety. A vague problem leads to a vague cause.

2. Observe the facts

Collect evidence: photos, readings, records, alarms and what people saw. Separate facts from assumptions and list what you still need to confirm on site.

3. Obtain the root cause

Use 5 Whys, a fishbone diagram or both. Keep going until you reach a cause the organisation can control, such as a procedure, design or maintenance gap. Stopping at "human error" is the most common mistake.

4. Tackle the root cause

Agree specific actions. Give each an owner and a target date, and include at least one action that prevents the problem, not just repairs it.

5. Sustain the fix

Update the procedure or maintenance plan, track the actions to closure, and check after a few weeks or months that the problem has not come back.

Common mistakes

Do it faster with RapidRCA

RapidRCA follows these five steps for you. Describe the failure or add a photo or file, answer a few questions, and edit the result.

Frequently asked questions

How long does a root cause analysis take?

A simple one can take an hour, and a serious event takes longer because of evidence gathering. The step that matters most is following the actions through.

What is the difference between 5 Whys and a fishbone?

5 Whys follows one chain of causes in depth. A fishbone widens the search across categories. Many investigations use both.

Run your own root cause analysis.
Describe the failure or add a photo or file, and RapidRCA builds the 5 Whys, fishbone, actions and report, using the ROOTS method.
Start an RCA

Last updated 14 October 2026. These guides explain a method and give examples. Always follow your equipment manufacturer's manual, your site procedures and applicable regulations.